Hidden fields
Books Books
" ... to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Page 339
1997
Full view - About this book

U.S. Regulation of Hedge Funds

Douglas L. Hammer - Business & Economics - 2005 - 398 pages
...instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, (a) to employ any device, scheme, or artifice to defraud,...fact or to omit to state a material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading,...
Limited preview - About this book

Regulierung Von Analysten: Eine Rechtsökonomische Betrachtung

Christina Müller - Business & Economics - 2005 - 348 pages
...or of any fadlity of ary national securities exchangt, (a) to employ any deria, scbemt, or artißce to defraud, (b) to make any untrue Statement of a...fact or to omit to state a material fact necessary in order to make the Statements m ade, in the light of the circumstances undtr which they ivere made,...
Limited preview - About this book

SOU 2005:018 Prospektansvar

Sverige. Prospektutredningen - 2005 - 164 pages
...facility of any securities exchange, (1) To employ any device, scheme, or artifice to defraud, (2) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of circumstances under which they were made, not misleading,...
Limited preview - About this book

国际私法

徐冬根, 王国华, 萧凯 - 2005 - 372 pages
...national securities exchange, (a)To employ any device, scheme, or artifice to defraud, (b)To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which 由eywe 丁emade ,...
Limited preview - About this book

A Guide to Forensic Accounting Investigation

Thomas W. Golden, Steven L. Skalak, Mona M. Clayton, Jessica S. Pill - Business & Economics - 2006 - 578 pages
...instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, a. To employ any device, scheme, or artifice to defraud,...circumstances under which they were made, not misleading, or Accounting Principles in the Independent Auditor' s Report, correlates as follows the concept of present...
Limited preview - About this book

United States Securities Law: A Practical Guide

James M. Bartos, Jim Bartos - Law - 2006 - 326 pages
...facility of any national securities exchange (1) To employ any device, scheme, or artifice to defraud (2) To make any untrue statement of a material fact or...circumstances under which they were made, not misleading, or (3) To engage in any act, practice, or course of business which operates or would operate as a fraud...
Limited preview - About this book

Pass the 6: A Training Guide for the NASD Series 6 Exam

Robert Mark Walker - Business & Economics - 2006 - 363 pages
...It shall be unlawful for any person: • To employ any device, scheme, or artifice to defraud, • To make any untrue statement of a material fact or...circumstances under which they were made, not misleading, or • To engage in any act, practice, or course of business which operates or would operate as a fraud...
Limited preview - About this book

Secondary Market Tax-exempt Asset Securitization for Sponsors, Investors ...

Darrell R. Larsen - Business & Economics - 2005 - 340 pages
...instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange (a) to employ any device, scheme, or artifice to defraud;...fact or to omit to state a material fact necessary in order to make the statements made, in light of the circumstances in which they were made, not misleading;...
Limited preview - About this book

Pass the 65: A Training Guide for the Nasaa Series 65 Exam

Robert Walker - Business & Economics - 2006 - 462 pages
...purchase of any security, directly or indirectly to employ any device, scheme, or artifice to defraud, to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they are made, not...
Limited preview - About this book

Annual Review of Developments in Business and Corporate Litigation

Committee on Business and Corporate Litigation - Business & Economics - 2006 - 1338 pages
...material misrepresentations. The court rejected this argument because "Rule 10b-5 makes it unlawful to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not...
Limited preview - About this book




  1. My library
  2. Help
  3. Advanced Book Search
  4. Download EPUB
  5. Download PDF