| Douglas L. Hammer - Business & Economics - 2005 - 398 pages
...instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, (a) to employ any device, scheme, or artifice to defraud,...fact or to omit to state a material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading,... | |
| Christina Müller - Business & Economics - 2005 - 348 pages
...or of any fadlity of ary national securities exchangt, (a) to employ any deria, scbemt, or artißce to defraud, (b) to make any untrue Statement of a...fact or to omit to state a material fact necessary in order to make the Statements m ade, in the light of the circumstances undtr which they ivere made,... | |
| Sverige. Prospektutredningen - 2005 - 164 pages
...facility of any securities exchange, (1) To employ any device, scheme, or artifice to defraud, (2) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of circumstances under which they were made, not misleading,... | |
| 徐冬根, 王国华, 萧凯 - 2005 - 372 pages
...national securities exchange, (a)To employ any device, scheme, or artifice to defraud, (b)To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which 由eywe 丁emade ,... | |
| Thomas W. Golden, Steven L. Skalak, Mona M. Clayton, Jessica S. Pill - Business & Economics - 2006 - 578 pages
...instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, a. To employ any device, scheme, or artifice to defraud,...circumstances under which they were made, not misleading, or Accounting Principles in the Independent Auditor' s Report, correlates as follows the concept of present... | |
| James M. Bartos, Jim Bartos - Law - 2006 - 326 pages
...facility of any national securities exchange (1) To employ any device, scheme, or artifice to defraud (2) To make any untrue statement of a material fact or...circumstances under which they were made, not misleading, or (3) To engage in any act, practice, or course of business which operates or would operate as a fraud... | |
| Robert Mark Walker - Business & Economics - 2006 - 363 pages
...It shall be unlawful for any person: • To employ any device, scheme, or artifice to defraud, • To make any untrue statement of a material fact or...circumstances under which they were made, not misleading, or • To engage in any act, practice, or course of business which operates or would operate as a fraud... | |
| Darrell R. Larsen - Business & Economics - 2005 - 340 pages
...instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange (a) to employ any device, scheme, or artifice to defraud;...fact or to omit to state a material fact necessary in order to make the statements made, in light of the circumstances in which they were made, not misleading;... | |
| Robert Walker - Business & Economics - 2006 - 462 pages
...purchase of any security, directly or indirectly to employ any device, scheme, or artifice to defraud, to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they are made, not... | |
| Committee on Business and Corporate Litigation - Business & Economics - 2006 - 1338 pages
...material misrepresentations. The court rejected this argument because "Rule 10b-5 makes it unlawful to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not... | |
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