...US Securities and Exchange Commission, Concerning HR 3447 and Related Functional Regulation Issues, Before the Subcomm. on Telecommunications and Finance of the House Comm. on Energy and Commerce (April 14, 1994); Testimony of Richard C. Breeden, Chairman, US Securities and Exchange Commission,...

...concerned that a difference in degree becomes a difference in kind. Derivative Financial Markets: Hearings Before the Subcomm. on Telecommunications and Finance of the House Comm. on Energy and Commerce, 103d Cong., 2d Sess. 192 (1994) [hereinafter Levitt Testimony). The Presidential Task Force on Market...

...(1993); The Unlisted Trading Privileges Act of 1994 and Review of the SECs Market 2000 Study: Hearings before the Subcomm. on Telecommunications and Finance of the House Comm. on Energy and Commerce, 103rd Cong., 2nd Sess. (1994). resistance by the organized markets when first proposed. Each of these...

...(July 11, 1990); Memorandum of the Securities and Exchange Commission (under Chairman David Ruder) to the Subcomm. on Telecommunications and Finance of the House Comm. on Energy and Commerce, Concerning Financial Services Deregulation and Repeal of the Glass-Steagafl Act (Apr. 11, 1988); Testimony...

...(July 11, 1990); Memorandum of the Securities and Exchange Commission (under Chairman David Ruder) to the Subcomm. on Telecommunications and Finance of the House Comm. on Energy and Commerce Concerning Financial Services Deregulation and Repeal of the Glass-Steagall Act (Apr. 11, 1988). The...

...Securities and Exchange Commission, Cffpcenflpg PfrJYltive FJMnCttl Instruments. Before the Subconun. on Telecommunications and Finance of the House Comm. on Energy and Commerce, at 1-2 (May 25, 1994). In November 1996, the GAO reiterated its concerns about the 'serious shortcoming'...

...then-Chairman, Securities and Exchange Commission, Concerning the Securities Investors Legal Rights Act of 1991, Before the Subcomm. on Telecommunications and Finance of the House Comm. on Energy and Commerce (Nov. 21, 1991) (advocating a three year/five year statute of limitations). lleve that the amendments...

...and Exchange Commission, Concerning the Structure and Regulation of the Financial Services Industry, Before the Subcomm. on Telecommunications and Finance of the House Comm. on Energy and Commerce (Oct. 5, 1987). SECURITIES REGULATION LOOPHOLES IN THE FINANCIAL SERVICES ACT OF 1999 This outline...

...Services Modernization, Before the Subcommittee on Telecommunications and Finance of the House Committee on Energy and Commerce (July 11, 1990); Memorandum...Exchange Commission (under Chairman David Ruder) to the Subcommittee on Telecommunications and Finance of the House Committee on Energy and Commerce, Concerning...

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