Stanford Law Library 3 6105 062 561 845 COMMITTEE ON COMMERCE TOM BLILEY, Virginia, Chairman W.J. "BILLY” TAUZIN, Louisiana JOHN D. DINGELL, Michigan MICHAEL G. OXLEY, Ohio HENRY A. WAXMAN, California MICHAEL BILIRAKIS, Florida EDWARD J. MARKEY, Massachusetts JOE BARTON, Texas RALPH M. HALL, Texas FRED UPTON, Michigan RICK BOUCHER, Virginia CLIFF STEARNS, Florida EDOLPHUS TOWNS, New York PAUL E. GILLMOR, Ohio FRANK PALLONE, Jr., New Jersey Vice Chairman SHERROD BROWN, Ohio JAMES C. GREENWOOD, Pennsylvania BART GORDON, Tennessee CHRISTOPHER COX, California PETER DEUTSCH, Florida NATHAN DEAL, Georgia BOBBY L. RUSH, Illinois STEVE LARGENT, Oklahoma ANNA G. ESHOO, California RICHARD BURR, North Carolina RON KLINK, Pennsylvania BRIAN P. BILBRAY, California BART STUPAK, Michigan ED WHITFIELD, Kentucky ELIOT L. ENGEL, New York GREG GANSKE, Iowa THOMAS C. SAWYER, Ohio CHARLIE NORWOOD, Georgia ALBERT R. WYNN, Maryland TOM A. COBURN, Oklahoma GENE GREEN, Texas RICK LAZIO, New York KAREN MCCARTHY, Missouri BARBARA CUBIN, Wyoming TED STRICKLAND, Ohio JAMES E. ROGAN, California DIANA DEGETTE, Colorado JOHN SHIMKUS, Illinois THOMAS M. BARRETT, Wisconsin HEATHER WILSON, New Mexico BILL LUTHER, Minnesota JOHN B. SHADEGG, Arizona LOIS CAPPS, California Mississippi JAMES E. DERDERIAN, Chief of Staff JAMES D. BARNETTE, General Counsel SUBCOMMITTEE ON FINANCE AND HAZARDOUS MATERIALS MICHAEL G. OXLEY, Ohio, Chairman W.J. "BILLY" TAUZIN, Louisiana EDOLPHUS TOWNS, New York Vice Chairman PETER DEUTSCH, Florida PAUL E. GILLMOR, Ohio BART STUPAK, Michigan JAMES C. GREENWOOD, Pennsylvania ELIOT L. ENGEL, New York CHRISTOPHER COX, California DIANA DEGETTE, Colorado STEVE LARGENT, Oklahoma THOMAS M. BARRETT, Wisconsin BRIAN P. BILBRAY, California BILL LUTHER, Minnesota GREG GANSKE, Iowa LOIS CAPPS, California RICK LAZIO, New York EDWARD J. MARKEY, Massachusetts JOHN SHIMKUS, Illinois RALPH M. HALL, Texas HEATHER WILSON, New Mexico FRANK PALLONE, Jr., New Jersey JOHN B. SHADEGG, Arizona BOBBY L. RUSH, Illinois VITO FOSSELLA, New York JOHN D. DINGELL, Michigan, ROY BLUNT, Missouri (Ex Officio) ROBERT L. EHRLICH, Jr., Maryland TOM BLILEY, Virginia, (Ex Officio) (II) CONTENTS Page Hearings held: Baker, Hon. Richard H., a Representative in Congress from the State Greenspan, Hon. Alan, Chairman, Board of Governors, Federal Reserve Levitt, Hon. Arthur, Chairman, Securities and Exchange Commission Nichols, George, IIÍ, Chairman, Committee on Financial Services Mod- ernization, National Association of Insurance Commissioners Roukema, Hon. Marge, a Representative in Congress from the State Rubin, Hon. Robert E., Secretary of the Treasury, accompanied by Rich- ard S. Carnell, Assistant Secretary of the Treasury, Department of Schultz, Arnold, Board Chairman, the Grundy National Bank Sinder, Scott A., Partner, Baker and Hostetler, LLP, on behalf of Inde- pendent Insurance Agents of America, National Association of Life Underwriters, and National Association of Professional Insurance Sutton, Mark P., President, Private Client Group, Paine Webber Inc ance Corporation Material submitted for the record by: Bentsen, Hon. Kenneth E., Jr., a Representative in Congress from the State of Texas, prepared statement of Investment Company Institute, prepared statement of National Association of Independent Insurers, prepared statement of 158 168 193 198 195 (III) |
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