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" Nothing in this title shall affect the jurisdiction of the securities commission (or any agency or office performing like functions) of any State or Territory of the United States, or the District of Columbia, over any security or any person. "
The Financial Services Act of 1999: Hearings Before the Subcommittee on ... - Page 9
by United States. Congress. House. Committee on Commerce. Subcommittee on Finance and Hazardous Materials - 1999 - 202 pages
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 pages
...all other rights and remedies that may exist at law or in equity. Nothing in this Act shall affect the jurisdiction of the securities commission (or any agency or office performing like function) of any State over any security or any person insofar as does not conflict with the provisions...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - Stock exchanges - 1934 - 1106 pages
...ail other rights and remedies that may exist at la~w or In equity. Nothing In this Act shall affect the jurisdiction of the securities commission (or any agency or office performing like function) of any State over any security or any person insofar as does not conflict with the provisions...
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United States Code, Volume 2

United States - Law - 1953 - 1692 pages
...section 77eee of this title. ยง 77r. State control of securities. Nothing in this subchapter shall affect t p or Territory of the United States, or the District of Columbia, over any security or any person. (May...
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United States Code, Volume 2

United States - Law - 2000 - 1216 pages
...Amendment note set out under section 80b-20 of this title] or any amendment made by this title prohibits the securities commission (or any agency or office performing like functions) of any State from requiring the filing of any documents filed with the Commission pursuant to the securities laws...
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Discimination and Full Utilization of Manpower Resources: Hearings...

United States. Congress. Senate. Labor and Public Welfare - 1952 - 470 pages
...FEDERAL ACTS 1. SECURITIES ACT, SECTION IS (15 USA, SEC. 77B) "Nothing in this subchapter shall affect the jurisdiction of the Securities Commission (or...agency or office performing like functions) of any Stateor Territory of the United States, or the District of Columbia, over any security or any person."...
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 359

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - Courts - 1959 - 764 pages
...preserve generally the jurisdiction of state officials over their subject matter; the former in terms of "the jurisdiction of the securities commission (or...or office performing like functions) of any State" and the latter in terms of "the jurisdiction of any other commission, board, agency, or officer of...
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SEC Legislation, Hearings Before a Subcommittee ...,86-1 on S ..., Volumes 22-23

United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 pages
...by Public No. 377. 83d Coug. SUte Control of Securities SEC. 18. Nothing in this title shall affect the jurisdiction of the securities commission (or...or office performing like functions) of any State or Territory of the United States, or the District of Columbia, over any security or any person. Special...
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SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - Securities - 1959 - 660 pages
...to f-slnt." SEC LEGISLATION State Control of Securities Sec. 18. Nothing in this title shall affect the jurisdiction of the securities commission (or...or office performing like functions) of any State or Territory of the United States, or the District of Columbia, over any security or any person. Special...
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Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - Banking law - 1959 - 2024 pages
...No. 377. <*JC SEC LEGISLATION State Control of Securities SEC. 18. Nothing in this title shall affect the jurisdiction of the securities commission (or...or office performing like functions) of any State or Territory of the United States, or the District of Columbia, over any security or any person. Special...
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 359

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - Courts - 1959 - 808 pages
...preserve generally the jurisdiction of state officials over their subject matter; the former in terms of "the jurisdiction of the securities commission (or...or office performing like functions) of any State" and the latter in terms of "the jurisdiction of any other commission, board, agency, or officer of...
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