The Logic of Political SurvivalThe authors of this ambitious book address a fundamental political question: why are leaders who produce peace and prosperity turned out of office while those who preside over corruption, war, and misery endure? Considering this political puzzle, they also answer the related economic question of why some countries experience successful economic development and others do not. The authors construct a provocative theory on the selection of leaders and present specific formal models from which their central claims can be deduced. They show how political leaders allocate resources and how institutions for selecting leaders create incentives for leaders to pursue good and bad public policy. They also extend the model to explain the consequences of war on political survival. Throughout the book, they provide illustrations from history, ranging from ancient Sparta to Vichy France, and test the model against statistics gathered from cross-national data. The authors explain the political intuition underlying their theory in nontechnical language, reserving formal proofs for chapter appendixes. They conclude by presenting policy prescriptions based on what has been demonstrated theoretically and empirically. |
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Contents
Reining in the Prince | 3 |
Three Puzzles | 4 |
The Essence of the Argument | 7 |
Organization of the Investigation | 8 |
Part I | 9 |
Part II | 12 |
Part III | 13 |
Why Focus on Political Survival? | 15 |
Conclusion | 213 |
War Peace and Coalition Size | 215 |
The Democratic Peace | 218 |
The Debate | 220 |
The Dyadic Selectorate Model | 224 |
Structure of the Dyadic Selectorate Game | 226 |
Solving the Game | 232 |
The Decision to Fight or to Negotiate | 236 |
Threats to Political Survival | 23 |
Challenges to Political Survival | 26 |
Easy Answers Inadequate Answers | 31 |
An Incomplete Theory of Institutional Political Laws | 34 |
The Theory Definitions and Intuition | 37 |
The Elements of the Polity | 38 |
The Selectorate S | 41 |
The Winning Coalition W | 51 |
Illustrative Examples of Small Restrictive Winning Coalitions | 55 |
Sources of Risks and Rewards | 57 |
The Challengers Commitment Problem | 59 |
Affinity | 60 |
The Replacement or Deposition Rule | 69 |
What Is Missing from Our Theory | 74 |
Conclusion | 75 |
A Model of the Selectorate Theory | 77 |
Economic Activity Policy Provision and Payoffs | 78 |
Equilibria of the Selectorate Model | 80 |
Alternative Equilibrium | 90 |
How Institutions Structure Incentives | 91 |
Further Implications | 99 |
Bridging from Theory to Testable Hypotheses | 104 |
Appendix | 106 |
POLICY CHOICE AND POLITICAL SURVIVAL | 127 |
Institutions for Kleptocracy or Growth | 129 |
Measurement Issues | 132 |
Institutional Variables | 133 |
Measurement of Labor Leisure and Taxes | 140 |
Labor or Leisure | 143 |
Taxation | 147 |
Economic Growth | 149 |
Government Expenditures Expenditures Per Capita and Opportunities for Kleptocracy | 161 |
Conclusion | 171 |
Institutions Peace and Prosperity | 173 |
Core Public Goods | 179 |
General Public Goods | 186 |
PublicGoods Summary | 198 |
Empirical Assessment of the Provision of Private Goods | 200 |
Montesquieu Madison Population and Public Welfare | 207 |
An Illustration | 208 |
Interaction of Polities | 243 |
Diversionary War and Compromise Agreements | 248 |
Empirical Assessments | 250 |
Conclusion | 263 |
Appendix | 265 |
Political Survival | 273 |
Survival as Explained by the Selectorate Theory | 276 |
Mamluk Egypt | 289 |
Empirical Assessment of Political Survival | 292 |
Extrapolitical Risks of Deposition | 311 |
A Tale of Two Countries | 319 |
Conclusion | 324 |
CHOOSING INSTITUTIONS | 327 |
Institutional Preferences Change from Within | 329 |
The Selectorate Theory and Institutional Preferences | 331 |
Oppression | 338 |
Political Actions to Alter Institutions | 354 |
The Disenfranchised and the Selectorate | 355 |
Protest Civil War and Revolution | 361 |
Actions by Coalition Members | 382 |
Constructing Autocracy | 400 |
Conclusion | 402 |
The Enemy Outside and Within War and Changes of Leaders and Regimes | 405 |
Selection Institutions and War Aims | 406 |
The AngloSoviet Invasion of Iran | 424 |
Testing the WarAims Argument | 426 |
Leadership Removal | 439 |
War and Domestic Change | 441 |
Nation Building After Disputes | 451 |
Franco Mussolini and the Enemy Within | 454 |
Conclusion | 455 |
Appendix | 456 |
Promoting Peace and Prosperity | 461 |
Explaining the Hobbes Index | 465 |
What Can Be Done? | 483 |
Conclusion | 485 |
Notes | 487 |
References | 503 |
519 | |
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Common terms and phrases
actions activity additional advantage affinity analysis autocracy autocrats benefits capita challenger chapter choice choose citizens civil consequences corruption costs course defeated democracy democratic depends domestic economic effects effort equal examine expected explain fight forces foreign future given greater growth impact important improve incentives income increases incumbent indicator individual influence institutions interest large-coalition larger leaders less loyalty norm means measures military observed offer oppression peace percent political population possible predicted prefer presidential systems probability produce prospects receive reduce regime relative remain removal rewards risk rule Second selection selectorate theory significant small-coalition smaller societies spending suggests survival Table term territory tion variable victory vote wars welfare winning coalition World